disclosure

Managed accounts, marketing in OSC crosshairs

Managed accounts, marketing in OSC crosshairs

Regulator details compliance priorities for year ahead

By James Langton |May 14, 2026

2 min read

Execs sanctioned in OSC settlement

Execs sanctioned in OSC settlement

Company failed to disclose shares paid to officers

By James Langton |May 11, 2026

2 min read

Court refuses ASC appeal

Court refuses ASC appeal

No grounds to intervene in ongoing enforcement case

By James Langton |May 6, 2026

2 min read

RCMP alleges fraud by junior miner’s ex-CEO

RCMP alleges fraud by junior miner’s ex-CEO

Police allege gold assay results were altered for years to overstate resources

By James Langton |April 28, 2026

2 min read

OSC’s appeal of privacy decision rejected

OSC’s appeal of privacy decision rejected

IPC denied regulator's review request on disclosure of records

By James Langton |April 24, 2026

2 min read

ATS sanctioned over trade info leakage

ATS sanctioned over trade info leakage

Tribunal approved OSC's settlement with Liquidnet Canada

By James Langton |April 15, 2026

2 min read

Court upholds class-action certification decision

Court upholds class-action certification decision

Lawsuit makes claims on behalf of primary, secondary market investors

April 14, 2026

2 min read

Issuers start moving to semi-annual reporting

Issuers start moving to semi-annual reporting

Venture companies begin opting for less frequent reporting

By James Langton |April 9, 2026

2 min read

Insider rules apply to single-stock vehicles: CSA

Insider rules apply to single-stock vehicles: CSA

Proposal to clarify that reporting rules apply to unitary ETFs, CDRs, notes

By James Langton |April 9, 2026

1 min read

Investor class-action settlement approved

Investor class-action settlement approved

Defendants to pay $8 million, including $2.4 million for class counsel

By James Langton |April 2, 2026

2 min read

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