Derivatives

Decorative pattern

MX fines firm for weak controls

Laurentian Bank Securities sanctioned for supervisory shortcomings

By James Langton |May 12, 2023

1 min read

Decorative pattern

ASC, OSC give firms deadline extension on derivatives data reporting

As LIBOR ends, regulators cut firms some slack

By James Langton |May 4, 2023

1 min read

Decorative pattern

MX seeks market surveillance boost

Exchange proposes new client ID requirements

By James Langton |March 28, 2023

2 min read

Decorative pattern

Citigroup sanctioned in MX settlement

Firm failed to prevent unauthorized access to exchange's electronic trading system

By James Langton |February 9, 2023

2 min read

IOSCO seeks tougher commodity derivative oversight

IOSCO seeks tougher commodity derivative oversight

Regulators issue revised principles for regulation, supervision of commodity derivatives

By James Langton |January 31, 2023

2 min read

Decorative pattern

Benchmark transition to start in January

Inter-dealer derivatives to begin using CORRA instead of CDOR

By James Langton |December 9, 2022

1 min read

EU energy crisis sparks trading oversight task force

EU energy crisis sparks trading oversight task force

ESMA, EU energy regulator team up to increase market surveillance

By James Langton |October 18, 2022

1 min read

Markets, banks to remain open on day of mourning

Markets, banks to remain open on day of mourning

Bank of Canada will delay bond auctions, but financial system to operate normally

By James Langton |September 14, 2022

1 min read

Decorative pattern

MX to launch market making for overnight trading

Bourse issues RFP seeking firms to serve as market makers

August 12, 2022

1 min read

Decorative pattern

CSA to host roundtable on derivatives rules

Regulators to prep industry for forthcoming conduct regime

By James Langton |August 12, 2022

2 min read

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