CSA

CFRs won’t disrupt DSC sales ahead of ban Fallback Image Decorative pattern

Industry

CFRs won’t disrupt DSC sales ahead of ban

Regulators are granting relief from certain CFR requirements to allow DSC sales until a ban takes effect

By James Langton |June 23, 2021

2 min read

CSA takes national approach to crowdfunding CSA takes national approach to crowdfunding

Industry

CSA takes national approach to crowdfunding

New rules increase maximum limits for issuers and investors

By James Langton |June 23, 2021

2 min read

Regulators handed out fewer fines last year, but returned more money to investors Regulators handed out fewer fines last year, but returned more money to investors

Industry

Regulators handed out fewer fines last year, but returned more money to investors

Securities regulators ordered more than $42 million in restitution, compensation and disgorgement

By Greg Dalgetty |June 22, 2021

2 min read

MFDA, IIROC consult on CFR suitability guidance Fallback Image Decorative pattern

Industry

MFDA, IIROC consult on CFR suitability guidance

The proposals are out for a 60-day comment period

By James Langton |June 21, 2021

1 min read