CSA

Industry

Get ready for IIROC’s new rules

The consolidated rules will be implemented September 1, 2016, except Rule 8300, which is effective immediately.

By Staff |August 24, 2016

2 min read

Industry

CSA project will reveal impact of CRM2, POS amendments

Between 2016 and 2019, CSA will measure the impact of both CRM2 requirements and Point of Sale amendments.

By Staff |August 22, 2016

2 min read

Industry

CSA extends best interest standard comment period

Want to comment on CSA's best interest standard proposals? The deadline has been extended.

By Staff |July 25, 2016

1 min read

Industry

CRM2 is here. Are you ready?

CRM2 has been on your mind for the last few years. And now, the third phase has come into effect.

By Staff |July 15, 2016

2 min read

CSA proposes enhancements to custody and other requirements

The CSA has published proposed amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations (NI 31-103) and National Instrument 33-109 Registration Information. Read: CSA takes big step toward ban on embedded commissions The amendments include proposals to enhance custody requirements for certain registrants, clarify activities that may be conducted by exempt market […]

By Staff |July 7, 2016

1 min read

CSA

Get ready for IIROC’s new rules

CSA project will reveal impact of CRM2, POS amendments

CSA extends best interest standard comment period

CRM2 is here. Are you ready?

CSA proposes enhancements to custody and other requirements

CSA lists regulatory achievements for 2013-2016

IFIC hits back at CSA plan to ban embedded commissions

CSA takes big step toward ban on embedded commissions

What the CSA’s bombshell proposals mean for you

CSA publishes list of unprotected marketplaces