CSA

UPDATED: Read the OSC’s embedded commissions roundtable agenda Fallback Image Decorative pattern

Industry

UPDATED: Read the OSC’s embedded commissions roundtable agenda

*This post has been updated to include new location details for the event. The Ontario Securities Commission (OSC) has released a full agenda for its roundtable to facilitate further stakeholder input on Canadian Securities Administrators (CSA) Consultation Paper 81-408 — a ban on embedded commissions. Read: CSA’s embedded commissions ban falls short for clients, say […]

By Staff |June 19, 2017

1 min read

Banks to CSA: robos not ‘attractive alternative’ in event of commissions ban Fallback Image Decorative pattern

Industry

Banks to CSA: robos not ‘attractive alternative’ in event of commissions ban

Further regulatory action isn't yet needed, banks argue, so a ban would carry lots of risk

By Katie Keir |June 19, 2017

4 min read

No advice gap from other commissions bans: investors Fallback Image Decorative pattern

Industry

No advice gap from other commissions bans: investors

They also call for a ban on other compensation incentives

By Staff |June 16, 2017

3 min read

CSA’s embedded commissions ban falls short for clients, say advisors Fallback Image Decorative pattern

Industry

CSA’s embedded commissions ban falls short for clients, say advisors

Potential problems include an apathy gap and more discretionary managers

By Staff |June 15, 2017

5 min read