CSA

Regulators focus on older, vulnerable clients Regulators focus on older, vulnerable clients

Industry

Regulators focus on older, vulnerable clients

IIROC publishes a survey, and CSA provides suggested practices

By Staff |June 21, 2019

3 min read

CSA outlines plans through 2022 Fallback Image Decorative pattern

Industry

CSA outlines plans through 2022

Retail reforms remain central to the regulator’s agenda

By Staff |June 13, 2019

2 min read

Oversight of OTC derivatives market hampered by poor data: CSA Fallback Image Decorative pattern

Industry

Oversight of OTC derivatives market hampered by poor data: CSA

Compliance reviews uncover deficiencies in data reporting

By Staff |June 6, 2019

2 min read

CSA outlines steps for new integrated filing system Fallback Image Decorative pattern

Industry

CSA outlines steps for new integrated filing system

SEDAR, the National Registration Database and others would be replaced by a single system

By James Langton |May 2, 2019

2 min read