CSA

Regulators seek feedback on implementation of CFRs Fallback Image Decorative pattern

Industry

Regulators seek feedback on implementation of CFRs

The CSA, IIROC and the MFDA have established a CFRs Implementation Committee

By James Langton |June 8, 2020

2 min read

CSA enhancing investor access to debt-trading data Fallback Image Decorative pattern

Industry

CSA enhancing investor access to debt-trading data

IIROC will expand its role to provide data on government debt

By James Langton |June 4, 2020

2 min read

Clients facing hardship should turn to dealers, advisors: CSA Clients facing hardship should turn to dealers, advisors: CSA

Industry

Clients facing hardship should turn to dealers, advisors: CSA

The regulator said investors under financial pressure could ask dealers to waive fees, such as DSCs

By James Langton |May 21, 2020

2 min read

Changes to syndicated mortgage oversight delayed until next year Fallback Image Decorative pattern

Industry

Changes to syndicated mortgage oversight delayed until next year

The FSRA was expected to transfer authority to the OSC in July

By James Langton |April 16, 2020

1 min read