Court

CFA calls for stronger malpractice redress

Retail investors and financial service clients should be empowered to seek compensation when they are harmed by misconduct.

By Staff |September 12, 2014

1 min read

Industry

ASC collects more than $2 million in admin penalties

The ASC concluded fewer investigations in fiscal 2014, but collected more penalties.

By Staff |July 21, 2014

1 min read

Industry

KPMG faces $650M suit over audit

Three law firms are suing KPMG for its role as auditor for Poseidon Concepts Corp.

By Staff |July 9, 2014

1 min read

Industry

Retirees sue New Brunswick over pension changes

A group of retirees has launched a lawsuit against New Brunswick.

July 7, 2014

1 min read

Planning and Advice

LinkedIn faces lawsuit over alleged address book misuse

LinkedIn is facing a U.S.-based lawsuit that claims the business networking company accessed users’ email address books and used them to recruit new customers.

By Staff |June 16, 2014

1 min read

Tax News

Court rules CRA negligent in pursuing taxpayer

In a precedent-setting decision, the B.C. Supreme Court has ruled CRA has a duty of care to taxpayers.

By Staff |June 5, 2014

1 min read

Industry

Former SAC Capital trader fined $2 million

Michael Steinberg, a former top trader at SAC Capital, has been sentenced to three and a half years in prison and a $2 million fine by a federal court, the New York Times reports.

By Staff |May 16, 2014

1 min read

Industry

Derivatives disaster to play out in court

Last year a number of banks reached settlements with Portuguese state-owned firms over disputed derivatives trades. But there’s some unfinished business with Banco Santander Totta, and it’s slated to play out in court, reports Risk.net.

By Staff |May 5, 2014

1 min read

Economic Indicators

Two big banks to face criminal charges

U.S. federal prosecutors are close to bringing charges against Credit Suisse and BNP Paribas in two unrelated cases, the New York Times reports.

By Staff |April 30, 2014

1 min read

Industry

RCMP arrests six in massive investment fraud

The RCMP has arrested and charged six people after thousands of investors and the Government of Canada lost millions of dollars in a fraudulent investment scheme.

By Staff |March 26, 2014

2 min read

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