Compliance

Industry

Markets need strong audit support: CAQ

The Center for Audit Quality (CAQ) has released its 2012 Year in Review report.

By Staff |February 1, 2013

1 min read

Planning and Advice

Encrypt client statements before emailing

When you need to get confidential paperwork to clients quickly, some will insist you email it to them. But that’s not the safest method to send sensitive information.

By David Dagley |January 30, 2013

2 min read

Planning and Advice

Regulatory red tape weighs on Canadian biz owners

Businesses in Canada pay more per employee than their U.S. counterparts to comply with regulation.

By Staff |January 21, 2013

2 min read

Industry

Quebec company fined $33,000 for tax evasion

The owner of a Quebec-based company pleaded guilty to tax evasion charges.

By Staff |January 10, 2013

1 min read

Technology to expose financial fraudsters

Every underground subculture uses parlance that identifies them as a sect of common interests. No one knows this better than corporate investigators and anti-fraud sleuths. And thanks to anti-fraud technology, they can now identify about 3,000 words and phrases, including “nobody will find out” and “off the books,” frequently found in email conversations among dodgy […]

By Staff |January 7, 2013

1 min read

Compliance

Markets need strong audit support: CAQ

Encrypt client statements before emailing

Regulatory red tape weighs on Canadian biz owners

Quebec company fined $33,000 for tax evasion

Online trading company fined $65,000

Technology to expose financial fraudsters

OSFI’s academic foray

Regulators seek comment on derivatives rules

IIROC to focus on KYC, risk management

OSC questions Sino-Forest audits