Compliance

Hedge funds spending more on compliance

Hedge fund managers revealed they are making significant investments in their firms’ infrastructure to comply with new regulatory requirements, according to a survey by KPMG International, the Alternative Investment Management Association (AIMA) and the Managed Funds Association (MFA), in 2013.

By Staff |February 26, 2014

2 min read

Compliance roundup – February 2014

Proposed risk ratings may cause headaches

By Staff |February 14, 2014

7 min read

Future audits may be tougher, says report

The audit process must change, says report.

By Staff |January 20, 2014

2 min read

Lessons from advisors in rural Canada

Toronto is not the centre of the universe—and few know that better than advisors working in rural and remote areas. We spoke with three who say they’d never work in big cities, and their experiences are instructive for advisors all across Canada.

By Melissa Shin |January 17, 2014

9 min read