complaints

It’s not you, it’s me: RBC It’s not you, it’s me: RBC

Regulation

It’s not you, it’s me: RBC

Quebec court finds bank liable for ending banking relationship on short notice

By James Langton |May 20, 2026

4 min read

U.S. investors denied redress from Quebec fund U.S. investors denied redress from Quebec fund

Regulation

U.S. investors denied redress from Quebec fund

Court upholds AMF ruling denying compensation to investors who lived in U.S.

By James Langton |May 8, 2026

2 min read

CIRO settles with PFSL over supervisory issues CIRO settles with PFSL over supervisory issues

Regulation

CIRO settles with PFSL over supervisory issues

Reps allegedly took $1 million from an elderly client

By James Langton |April 22, 2026

2 min read

CIRO seeks to tackle persistent policy challenges CIRO seeks to tackle persistent policy challenges

Regulation

CIRO seeks to tackle persistent policy challenges

SRO sets out regulatory agenda for year ahead

By James Langton |April 8, 2026

2 min read