Compensation

What CRM2 reports and Fund Facts don’t tell you Fallback Image Decorative pattern

Industry

What CRM2 reports and Fund Facts don’t tell you

You’ve likely focused most on what new compensation reports are going to tell clients. But also know what those reports are missing.

By Staff |February 10, 2017

2 min read

Simple checklists not enough to assess advisor value Fallback Image Decorative pattern

Industry

Simple checklists not enough to assess advisor value

As investors receive more info about fees, they'll look for tools to help them decide if you're worth it.

January 27, 2017

3 min read

Get ready for a commissions ban Fallback Image Decorative pattern

Industry

Get ready for a commissions ban

While CSA hasn't yet decided to ban embedded commissions, it has mapped out how it'd do so in great detail.

By Staff |January 10, 2017

5 min read

BMO registrants to compensate clients for $50M in excess fees Fallback Image Decorative pattern

Industry

BMO registrants to compensate clients for $50M in excess fees

The Ontario Securities Commission (OSC) has approved a no-contest settlement agreement with BMO Nesbitt Burns Inc., BMO Private Investment Counsel Inc., BMO Investments Inc. and BMO InvestorLine Inc.

By Staff |December 15, 2016

2 min read