Canadian Securities Administrators

Opinion: Who will pay for CIRO’s data breach? Opinion: Who will pay for CIRO’s data breach?

Opinion

Opinion: Who will pay for CIRO’s data breach?

It’s a $100-million question without clear answers

By Barb Amsden |February 24, 2026

4 min read

How firms can close the gaps on client-focused reforms How firms can close the gaps on client-focused reforms

Regulation

How firms can close the gaps on client-focused reforms

Industry experts offer tips after regulators find shortcomings in suitability, KYP and KYC compliance

By Alisha Hiyate |January 29, 2026

7 min read

ETF series under scrutiny ETF series under scrutiny

Products

ETF series under scrutiny

Fee fairness and disclosure, potential for conflicts of interest among issues in CSA consultation

By Yan Barcelo |December 31, 2025

3 min read

Client-focused reforms — four years in, still waiting for results Client-focused reforms — four years in, still waiting for results

Regulation

Client-focused reforms — four years in, still waiting for results

If firms’ processes work for ETFs but not for proprietary, illiquid or complex products, then the reforms have failed

By Harvey Naglie |December 17, 2025

5 min read