Planning and Advice

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Planning and Advice

D&S: Throwing darts at a stock table

Building you own financial plan is easy, and almost nobody needs an advisor. Right?

By Dean DiSpalatro |April 21, 2011

4 min read

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Planning and Advice

D&S: Dividing your time

Could how much you manage as an advisor dictate what you need to talk to your clients about?

By Leigh Doyle |April 21, 2011

5 min read

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Planning and Advice

D&S: Narrowing the gap

More and more Do-It-Yourself investors are looking to ETFs to save money and increase flexibility. And it’s not just for rich clients.

By Joel Kranc |April 21, 2011

3 min read

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Planning and Advice

D&S: Getting through analysis paralysis

Advisors sometimes face an uphill battle when it comes to advising clients in turbulent times. The key is a risk manager that can be part advisor and part psychologist.

By Joel Kranc |April 21, 2011

4 min read

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Planning and Advice

Women a golden opportunity for advisors

Reader alert: For more information on the female market, stay tuned for our third-annual women’s issue, which will launch at Investing in You, our annual women’s conference, on May 4. When Patricia Lovett-Reid’s stepfather died two years ago, the senior vice-president of TD Waterhouse Canada thought she was going to take over her mother’s finances. […]

By Melissa Shin |April 20, 2011

3 min read

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Planning and Advice

MX offers online video tutorials

Want to learn more about options trading? Montreal Exchange Inc. has launched a new educational video website, www.m-x.tv. The portal is aimed at retail investors with varying levels of knowledge, ranging from beginner to advanced. Three channels feature different learning vehicles including past Options Day seminars, webinars at all levels, and video briefs with accompanying […]

By Staff |April 15, 2011

1 min read

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Planning and Advice

Financial planning not investment advice wins clients

I’m willing to go out on a limb and say the clients I’ve met value a financial plan showing them step-by-step how to achieve their goals more than just investment advice. Here are two recent success stories illustrating how focusing on planning met the needs of the clients and resulted in new business.

By Mathieu Paradis |April 14, 2011

3 min read

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Advisors need to be emotional shock absorbers

Contrary to popular belief, making money is not the goal of investment. Money is a currency that buys emotional gifts. These gifts could be safety, security, freedom or self esteem; unique reasons why people invest money. It is imperative, therefore, that financial advisors address and mitigate clients’ behavioral biases, says Frank Murtha, managing director, Market […]

By Vikram Barhat |April 14, 2011

3 min read

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Planning and Advice

Regulation fight an uphill battle for Feds

Whatever you think about the proposal for national securities regulation, the persistence of the Federal Government is admirable. Despite opposition from Alberta and Quebec, waffling support in British Columbia and doubt about the legality of the policy itself, Ottawa has unveiled draft laws, put together a “Transition Office” to manage the process, and done their best to ensure that everyone expects that some form of national regulation is on its way.

By Brandon Barnes |April 13, 2011

5 min read

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Planning and Advice

FPSC drafts changes to Code of Ethics, Practice Standards

The Financial Planning Standards Council (FPSC) has issued a draft for changes to the CFP Code of Ethics and CFP Financial Planning Practice Standards and is seeking feedback from the industry and the public. Among the proposed changes is the addition of a Client First principle to the Code of Ethics. The FPSC says this […]

By Staff |April 12, 2011

1 min read

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