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SRO panel found the rep opened banking products, including a line of credit, in the client's name
Canadian CEOs embracing AI amid economic pessimism
Chief executives realistic about AI risks and the need to retrain workers, PwC survey finds
SRO panel takes softer line on sanctions
The panel found a rep's misconduct to be serious, but not fraudulent or deceitful
Crypto tokens were securities, settlement says
Tribunal accepts settlement with crypto project founders, including more than $1.5 million in sanctions
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