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Broker in hot water over leveraged ETFs Fallback Image Decorative pattern

Products

Broker in hot water over leveraged ETFs

Michael Venable of Tyler, Texas, a former employee of Morgan Keegan, has been barred from the industry for exposing clients with conservative investment objectives and risk profiles to unsuitable investments, such as leveraged ETFs.

March 28, 2012

1 min read

Unsuitable leveraged ETFs cost rep $22,500 Fallback Image Decorative pattern

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Unsuitable leveraged ETFs cost rep $22,500

Following a disciplinary hearing held on March 6, 2012, an IIROC hearing panel found Terry Norman Dyck liable for failing to ensure that his investment recommendations were suitable for his clients.

By Staff |March 19, 2012

1 min read

ETF association adds four members Fallback Image Decorative pattern

Products

ETF association adds four members

Four new members have joined the Canadian ETF Association, strengthening its membership.

By Staff |March 9, 2012

1 min read

Antique violins a sound investment Fallback Image Decorative pattern

Planning and Advice

Antique violins a sound investment

Antique musical instruments can play a role in a wealthy investor’s portfolio.

By Vikram Barhat |March 1, 2012

5 min read