Regulation

The fallout for Canada from U.S. market reforms Fallback Image Decorative pattern

Regulation

The fallout for Canada from U.S. market reforms

CSA and CIRO seek feedback on the SEC's market structure proposals

By James Langton |October 19, 2023

2 min read

CSA eases mutual funds move to T+1 Fallback Image Decorative pattern

Regulation

CSA eases mutual funds move to T+1

Regulators propose revisions to accommodate variety of settlement cycles

By James Langton |October 19, 2023

1 min read

SEC considers curbs on trading fee models Fallback Image Decorative pattern

Regulation

SEC considers curbs on trading fee models

Proposal aims to address concerns about competitiveness of smaller brokers

By James Langton |October 18, 2023

2 min read

CFTC plans tougher stance, bigger fines Fallback Image Decorative pattern

Regulation

CFTC plans tougher stance, bigger fines

New guidance signals larger fines, more misconduct admissions

By James Langton |October 18, 2023

2 min read