Regulation

How to comply with regulators’ guidance on awards Fallback Image Decorative pattern

Regulation

How to comply with regulators’ guidance on awards

Canadian insurance regulators have not issued a similar warning

By Melissa Shin |January 26, 2024

4 min read

Tribunal trims sanctions against former rep Tribunal trims sanctions against former rep

Regulation

Tribunal trims sanctions against former rep

After partly overturning SRO's ruling, tribunal reduces fine, disgorgement orders

By James Langton |January 26, 2024

2 min read

Proposed trailer fee class action denied again Proposed trailer fee class action denied again

Regulation

Proposed trailer fee class action denied again

Firms were allowed to collect trailers before the CSA ban, court rules

By James Langton |January 26, 2024

2 min read

Small firms need living wills: OSC Fallback Image Decorative pattern

Regulation

Small firms need living wills: OSC

Regulator calls for continuity plans at one-man shops

By James Langton |January 26, 2024

3 min read