Regulation

Rep sanctioned for advising via Discord platform Rep sanctioned for advising via Discord platform

Regulation

Rep sanctioned for advising via Discord platform

Online posts amounted to securities-related business, CIRO panel found

By James Langton |February 27, 2024

2 min read

OSC awards tipster $1.5 million OSC awards tipster $1.5 million

Regulation

OSC awards tipster $1.5 million

Information expanded an investigation, helped protect investors

By James Langton |February 27, 2024

1 min read

CEO failed to report trades, BCSC alleges CEO failed to report trades, BCSC alleges

Regulation

CEO failed to report trades, BCSC alleges

No evidence that executive tried to hide insider trades

By James Langton |February 26, 2024

1 min read

Consultant sanctioned in private placement scheme Consultant sanctioned in private placement scheme

Regulation

Consultant sanctioned in private placement scheme

Bulk of funds issuers raised went to consultants that quickly dumped shares

By James Langton |February 22, 2024

1 min read