Regulation

CIRO seeks stiffer enforcement sanctions CIRO seeks stiffer enforcement sanctions

Regulation

CIRO seeks stiffer enforcement sanctions

SRO proposes doubling maximum fines, toughening suspensions

By James Langton |April 18, 2024

2 min read

CSA sets path to market data reforms CSA sets path to market data reforms

Regulation

CSA sets path to market data reforms

Regulators to boost fee transparency, explore enhanced retail access

By James Langton |April 18, 2024

3 min read

FSRA disciplinary disclosure faces legal challenge FSRA disciplinary disclosure faces legal challenge

Regulation

FSRA disciplinary disclosure faces legal challenge

Ontario court allows bid for judicial review of enforcement practices

By James Langton |April 18, 2024

3 min read

Former rep banned for selling fake investment Former rep banned for selling fake investment

Regulation

Former rep banned for selling fake investment

Retirees were duped for almost a decade, SRO finds

By James Langton |April 18, 2024

3 min read