Regulation

U.S. court overturns verdict against BMO U.S. court overturns verdict against BMO

Regulation

U.S. court overturns verdict against BMO

BMO to unwind $1.2-billion provision after ruling in its favour

By James Langton |September 13, 2024

3 min read

Fund dealer service expansion on hold Fund dealer service expansion on hold

Regulation

Fund dealer service expansion on hold

CIRO decides certain accounts for fund dealers won't be pursued as part of rulebook consolidation

By James Langton |September 13, 2024

2 min read

CCIR plans overhaul of complaints system oversight CCIR plans overhaul of complaints system oversight

Regulation

CCIR plans overhaul of complaints system oversight

Reforms follow a review that found shortcomings in existing arrangements

By James Langton |September 12, 2024

2 min read

U.S. applauds T+1, in no hurry for T+0 U.S. applauds T+1, in no hurry for T+0

Regulation

U.S. applauds T+1, in no hurry for T+0

Shorter settlement cycle has succeeded in reducing risk, freeing up capital

By James Langton |September 12, 2024

2 min read