Regulation

Investment fraudsters embrace innovation Investment fraudsters embrace innovation

Regulation

Investment fraudsters embrace innovation

Tech, crypto schemes top threats to investors, including seniors, NASAA reports

By James Langton |October 22, 2024

2 min read

ESG ETFs failed to screen out sin stocks, SEC alleges ESG ETFs failed to screen out sin stocks, SEC alleges

Regulation

ESG ETFs failed to screen out sin stocks, SEC alleges

Third-party data didn't screen all energy, tobacco stocks, regulator says

By James Langton |October 22, 2024

2 min read

Fund dealer fiduciary duty class action fails Fund dealer fiduciary duty class action fails

Regulation

Fund dealer fiduciary duty class action fails

Court rules no evidence of common breach, given differences among investors

By James Langton |October 22, 2024

4 min read

Clients like CRM2 statements but fees still a little fuzzy: survey Clients like CRM2 statements but fees still a little fuzzy: survey

Regulation

Clients like CRM2 statements but fees still a little fuzzy: survey

Investment Funds Institute of Canada report finds inflation and interest rates led Canadians to invest less last year

By Jonathan Got |October 22, 2024

2 min read