Regulation

Investor lawsuits may justify no financial sanctions Investor lawsuits may justify no financial sanctions

Regulation

Investor lawsuits may justify no financial sanctions

Normally, major frauds should carry disgorgement orders, Tribunal says

By James Langton |January 19, 2026

2 min read

Former TD rep sanctioned for misappropriation Former TD rep sanctioned for misappropriation

Regulation

Former TD rep sanctioned for misappropriation

Fake bank accounts used to divert funds from clients that were elderly, dead

By James Langton |January 19, 2026

1 min read

CIRO’s breach is a data-governance failure — not an IT glitch CIRO’s breach is a data-governance failure — not an IT glitch

Regulation

CIRO’s breach is a data-governance failure — not an IT glitch

Why did it take so long to identify affected individuals? And how are data retention decisions made?

By Harvey Naglie |January 19, 2026

5 min read

OSC plans payout to victims of binary options scheme OSC plans payout to victims of binary options scheme

Regulation

OSC plans payout to victims of binary options scheme

Court appoints BDO to administer claims from investors

By James Langton |January 16, 2026

2 min read