Industry News

Regulators must strengthen OBSI

The latest independent review of the Ombudsman for Banking Services and Investments is its sixth in 20 years. It must be given binding authority

By Harvey Naglie |May 6, 2026

4 min read

Industry

Interest in employee ownership trusts expected to rise

It takes years for a businesses to prepare for, set up an employee ownership trust

By Jonathan Got |May 5, 2026

3 min read

Regulation

FINTRAC sanctions three firms

Bank, real estate broker, precious gem dealer fined

By James Langton |May 5, 2026

2 min read

Industry

Canadian Securities Course repositions for post-licensing proficiency

Tradition and tech will merge in overhaul of former cornerstone licensing course

By Michelle Schriver |May 5, 2026

4 min read

Industry

Advisors’ online presence can crowd out bad finfluencer content: SIMA

Report also calls for stronger enforcement to rein in unruly finfluencers

By Jonathan Got |May 5, 2026

3 min read

Industry

TMX Group posts $224.6M in Q1 net income, double last year’s figure

Revenues rose 16% to a record-setting $488.2 million

By The Canadian Press |May 5, 2026

1 min read

Industry

Feds approve EQB deal to buy PC Financial

$800M cash-and-shares acquisition is expected to close this summer

By Ian Bickis, The Canadian Press |May 5, 2026

2 min read

Opinion

Re: Single-Stock ETFs highlight a gap between conservative advisors and FIRE investors

Vince Herlaar’s critique misreads both the products and the investors choosing them

By Karl Cheong |May 4, 2026

3 min read

Industry

Treegrove acquires Sprung Investment Management

William Shaw remains CEO, Michael Sprung is now company president

By Kevin Press |May 4, 2026

1 min read

Regulation

Tribunal bans B.C. man over U.S. pump-and-dump

OSC sought to reciprocate sanctions imposed in U.S. court

By James Langton |May 4, 2026

1 min read

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