Industry News

Former TD rep sanctioned for misappropriation Former TD rep sanctioned for misappropriation

Regulation

Former TD rep sanctioned for misappropriation

Fake bank accounts used to divert funds from clients that were elderly, dead

By James Langton |January 19, 2026

1 min read

CIRO’s breach is a data-governance failure — not an IT glitch CIRO’s breach is a data-governance failure — not an IT glitch

Regulation

CIRO’s breach is a data-governance failure — not an IT glitch

Why did it take so long to identify affected individuals? And how are data retention decisions made?

By Harvey Naglie |January 19, 2026

5 min read

Industry moves: CIBC Private Wealth, Wellington-Altus create new roles Industry moves: CIBC Private Wealth, Wellington-Altus create new roles

Industry News

Industry moves: CIBC Private Wealth, Wellington-Altus create new roles

Plus, new faces at Raymond James, Designed Wealth, Assuris and FSRA

By Alisha Hiyate |January 16, 2026

2 min read

OSC plans payout to victims of binary options scheme OSC plans payout to victims of binary options scheme

Regulation

OSC plans payout to victims of binary options scheme

Court appoints BDO to administer claims from investors

By James Langton |January 16, 2026

2 min read