Industry News

Scotiabank wins regulatory approval for second phase of KeyCorp investment Scotiabank wins regulatory approval for second phase of KeyCorp investment

Industry News

Scotiabank wins regulatory approval for second phase of KeyCorp investment

The Canadian bank announced in August a plan to acquire a 14.9% stake in KeyCorp

By The Canadian Press |December 13, 2024

1 min read

CIRO to match SEC on trading increments CIRO to match SEC on trading increments

Regulation

CIRO to match SEC on trading increments

Proposed reforms would harmonize requirements for inter-listed securities

By James Langton |December 12, 2024

2 min read

Issuer sanctioned by OSC for misleading disclosure Issuer sanctioned by OSC for misleading disclosure

Regulation

Issuer sanctioned by OSC for misleading disclosure

Firm failed to question numerous red flags about purported billion-dollar contracts, according to OSC settlement

By James Langton |December 12, 2024

3 min read

CALU to review dual membership requirement CALU to review dual membership requirement

Industry

CALU to review dual membership requirement

Latest task force will consider whether conference members must also be Advocis members

By Michelle Schriver |December 11, 2024

2 min read