Industry News

The wrong way to retain clients The wrong way to retain clients

Regulation

The wrong way to retain clients

Ex-rep sanctioned for providing disgruntled clients with false portfolio reports

By James Langton |February 18, 2025

2 min read

Nova Scotia budget includes major tax cuts, reserve fund amid U.S. tariff threats Nova Scotia budget includes major tax cuts, reserve fund amid U.S. tariff threats

Industry News

Nova Scotia budget includes major tax cuts, reserve fund amid U.S. tariff threats

Basic personal amount would increase, and small biz tax rate would drop while threshold would increase to $700K

By Michael Tutton and Keith Doucette, The Canadian Press, with files from Advisor.ca |February 18, 2025

3 min read

Regulators to explore e-KYC, portable data Regulators to explore e-KYC, portable data

Regulation

Regulators to explore e-KYC, portable data

CSA unveils first project under new effort to test industry innovations

By James Langton |February 18, 2025

2 min read

Charles DeBono banned by ASC Charles DeBono banned by ASC

Regulation

Charles DeBono banned by ASC

The Ontario Capital Markets Tribunal issued a similar ban last year

By Kevin Press |February 17, 2025

1 min read