Industry

SEC targets conflicts in AI Fallback Image Decorative pattern

Industry

SEC targets conflicts in AI

Proposed rules would require firms to identify and combat conflicts built into technologies

By James Langton |July 26, 2023

2 min read

Advisor fined $70K for thousands of pre-signed forms Advisor fined $70K for thousands of pre-signed forms

Industry

Advisor fined $70K for thousands of pre-signed forms

Former Scotia Capital rep sanctioned in settlement with CIRO

By James Langton |July 26, 2023

1 min read

Offshore money launderers traffic in Canadian investment accounts, GICs: FINTRAC Offshore money launderers traffic in Canadian investment accounts, GICs: FINTRAC

Industry

Offshore money launderers traffic in Canadian investment accounts, GICs: FINTRAC

Casino closures during the pandemic forced illicit activity into different spaces

By James Langton |July 26, 2023

2 min read

Wellington-Altus president Jordy Chilcott leaving firm Wellington-Altus president Jordy Chilcott leaving firm

Industry

Wellington-Altus president Jordy Chilcott leaving firm

His departure, effective July 31, has kickstarted other executive shifts

By Katie Keir |July 26, 2023

2 min read