Industry

Decorative pattern

Don’t forget financial New Year’s resolutions

I will check and revise my insurance coverage to match my changing needs As your life evolves (career, marriage, family), your need for income protection and estate planning changes. That is why you should resolve to find out how much and what type of insurance is important in your situation. I will make “tax-efficient” investment […]

By Steven Lamb |December 12, 2003

3 min read

Decorative pattern

Geiss story unites advisors in the Talvest Town Hall

(December 12, 2003) The IDA might want to take note: Advisors are angry and calling for a revolution. At least, that’s the prevailing sentiment in the Talvest Town Hall, following Wednesday’s Advisor.ca story about prominent financial planner Bernie Geiss leaving the securities industry. Geiss, a fee-for-service planner, quit the securities side of his business this […]

By Steven Lamb |December 12, 2003

3 min read

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Advisors left looking for new tax shelters

(December 12, 2003) The federal government’s abrupt move to outlaw “buy low, donate high” charitable tax shelters has left advisors who were selling the investment high and dry. Some are angry with the CCRA, but there’s also concern over finding new kinds of shelters Ottawa will permit in the future. Earlier this week, the finance […]

By Doug Watt |December 12, 2003

3 min read

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Late mutual fund trading likely not a concern in Canada, says IFIC

(December 11, 2003) The vast majority of Canada’s mutual fund firms follow strict time-stamping protocols, effectively eliminating the possibility of late trading, according to the country’s investment fund industry association. IFIC officials held a media briefing today in Toronto to respond to the scandals that have plagued the U.S. fund industry. Although the fund industries […]

By Doug Watt |December 11, 2003

2 min read

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Survey finds advisors favour equities, trusts

(December 11, 2003) They have dominated the Toronto IPO market for the past two years. The mainstream media has warned they are a bubble waiting to burst. But income trusts are still one of the most popular investment vehicles for this RRSP season. A survey conducted for The ADVISOR Group has found income trusts are […]

By Steven Lamb |December 11, 2003

2 min read

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B.C. planner quitting securities industry in regulatory dispute

(December 10, 2003) A prominent B.C. financial planner is quitting the securities side of the industry in a regulatory dispute with his dealer and the IDA. Bernie Geiss — a fee-for-service planner currently with Berkshire Securities in Vancouver — says he’s selling the investment side of his business in January and resigning from the brokerage […]

By Doug Watt |December 10, 2003

4 min read

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RBC foresees strong equities in 2004

(December 9, 2003) Economists at the Royal Bank are predicting a strong year ahead for equity markets, pointing out that while cautious Canadians sit on the sidelines, aggressive Americans are already back in the game. “Canadians are cautious by nature, but with money market returns likely to remain low over the next year, a profit […]

By Steven Lamb |December 9, 2003

2 min read

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Fair dealing concept paper in drafting phase

(December 9, 2003) Two hundred and forty advisors have submitted comments on the Ontario Securities Commission’s (OSC) controversial fair dealing model since a special interactive Web site was set up last year. The long-overdue fair dealing concept paper is now in the drafting phase, and should be released “fairly soon,” says the OSC’s Julia Dublin. […]

By Doug Watt |December 9, 2003

3 min read

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2003 Advisor of the Year Awards: Saluting our honourable mentions

(December 9, 2003) Although only one individual from each of five regions in Canada could be officially crowned Advisor of the Year for 2003, five additional entrants were cited as honourable mentions by our judging panel for the excellence of their case study submissions. Click below to find out more about these five exceptional advisors: […]

By Staff |December 8, 2003

2 min read

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Briefly:

(December 12, 2003) The Ontario Securities Commission (OSC) has received the final report of its Regulatory Burden Task Force (RBTF), which was launched in October 2001. The RBTF reports that the OSC has raised the level of satisfaction among its stakeholders from its 2000 rating of “B to B plus” in 2000 to an “A […]

By Staff |December 8, 2003

6 min read

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